- Industries
Managed IT for Financial Services
Financial institutions face constant pressure to stay secure, compliant, and operational around the clock.Â
From managing sensitive client data to passing SEC and FINRA audits, there’s no margin for error.Â
Compuwork provides Managed IT for Financial Services that combines proactive technology management with proven compliance alignment.
With 20+ years in business, 100+ clients supported, and a 99.8% satisfaction rate, we understand how to keep your IT compliant and resilient.
- Industries
Why Financial Institutions Choose Compuwork
When your operations depend on meeting regulatory standards, technology must do more than just run smoothly—it must prove compliance every day.
- 20+ years serving regulated industries
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- 100+ clients across finance, legal, and healthcare
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- 10+ year average relationship length
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- 99.8% client satisfaction rate
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Our founder and team have guided financial firms through more than a dozen SEC and FINRA examinations with no findings. We don’t just understand the standards—we build systems that pass them.
Managed IT Services Built for Finance
compliance requirements of financial organizations.
Comprehensive, proactive management for servers, workstations, and networks. We monitor performance 24/7 and handle patches, updates, and issues before they cause downtime. Our co-managed offering partners with internal teams.
Our managed security team delivers layered protection with MDR, SIEM, multi-factor authentication, vulnerability management, dark web monitoring, and more—aligned to FINRA and NIST CSF frameworks.
Secure cloud hosting and disaster recovery for financial workloads. We design cloud environments that meet regulatory data requirements and maintain uptime during audits or disasters.
Our U.S.-based help desk delivers fast, human support 24/7. Whether it’s software, connectivity, or endpoint troubleshooting, your users get quick resolutions and minimal disruption.
Use AI without breaking compliance. We help you implement governance controls, maintain data ownership, and ensure that automation and AI tools meet SEC and FINRA data-handling expectations.
From policies to audit prep, we align every system and document with your regulatory framework—and keep it that way. We help you meet and maintain compliance for FINRA, SEC, SOX, and NIST CSF.
Our Compliance Process
Our structured compliance process keeps financial clients audit-ready all year.
Assess – Identify security and compliance gaps through comprehensive risk assessments.
Align – Map IT systems and policies to the applicable regulatory frameworks, including FINRA, SEC, SOX, and NIST CSF.
Automate – Implement monitoring, alerting, and reporting tools that maintain continuous compliance evidence.
Advance – Regularly test, refine, and improve systems based on audit feedback and evolving regulations.
Proven through dozens of successful SEC and FINRA audits with zero findings.
Key Outcomes for Financial Clients
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- Continuous audit readiness
- Secure, compliant use of AI and automation
- Documented uptime and performance metrics
- Measurable risk reduction and policy enforcement
- Long-term partnerships built on transparency and trust
Client Snapshot: 20+ years in business | 100+ clients supported | 99.8% satisfaction | 10+ year average relationship
20+ years in business
100+ clients supported
99.8% satisfaction
10+ year average relationship
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Discover how Compuwork helps financial institutions stay compliant, secure, and exam-ready every day.
